SEC is expected to step up enforcement in 2014

01/3/2014 |

Recent developments point to a significant increased enforcement effort by the Securities and Exchange Commission in 2014. The Dodd-Frank whistle-blower bounty program is gaining momentum and the Financial Reporting and Audit Task Force with its arsenal of investigative tools such as the Accounting Quality Model has been established. The SEC is developing similar tools that can analyze annual reports and other filings for misleading disclosures.

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