SEC announces schedule for Dodd-Frank rules

01/8/2012 | Business Insurance (tiered subscription model)

The Securities and Exchange Commission says it anticipates issuing rules on the oversight of investment advisers and broker-dealers in the first half of the year. The SEC said it also expects to release rules in the first half for asset-backed securities, corporate governance and disclosure, and derivatives as part of an overall schedule for implementation of Dodd-Frank Act rules.

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