9 regulatory issues that could affect your practice

02/4/2012 | InvestmentNews (free registration)

Check out this list of nine regulatory developments that could affect the financial-advising industry. Among them is a bill from Rep. Tim Huelskamp, R-Kan., that proposes putting an end to the estate tax and the alternative minimum tax. The list also includes a warning from FINRA that brokers should practice extra care when offering complicated investments.

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