NASD levies record fine in conflict-of-interest case

02/9/2006 |

The NASD has fined analyst Charles B. Hintz $220,000, and fined his firm, Sanford C. Bernstein & Co., $350,000 -- the largest penalties the NASD has ever issued for violations of conflict-on-interest rules. Neither Sanford C. Bernstein nor Hintz admitted or denied the accusations and neither party provided comment.

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