New SEC document clarifies agency guidelines

03/9/2009 | National Law Journal (free registration), The

The inaugural publication of the Security and Exchange Commission's Enforcement Manual in late 2008 is a compilation of policies and procedures previously unknown to all but its staff and specialists within the regulatory environment. The initiative toward plain-English guidance is on a par with other governmental agency manuals from the Department of Justice and the Financial Industry Regulatory Authority.

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National Law Journal (free registration), The

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