SEC's Schapiro discusses Rule 12b-1, whistle-blower office

04/27/2011 | AdvisorOne

In this interview, Securities and Exchange Commission Chairman Mary Schapiro discusses the new whistle-blower office and changes to mutual fund distribution fees as governed by Rule 12b-1. Schapiro said the SEC will tackle the 12b-1 issue soon. "We have a lot of rules coming through and they have to go through this little tiny funnel, which is five commissioners; we've had a pretty full plate over the last eight months," she said.

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