SEC will focus on mutual fund fees, ETFs and derivatives

04/29/2011 | MarketWatch

The Securities and Exchange Commission said its top priorities include changes in mutual fund fees and the use of derivatives by exchange-traded funds and mutual funds. "It's appropriate to engage in a more thorough review of the use of derivatives by ETFs and mutual funds given the questions surrounding the risks associated with the derivative instruments underlying many funds," SEC Chairman Mary Schapiro said.

View Full Article in:


Published in Brief: