SEC appears poised to tackle fiduciary standard for brokers

04/29/2013 | CNBC

The Securities and Exchange Commission has been talking about the possibility of establishing a fiduciary standard for brokers for a few years, but it appears poised to start taking some concrete steps. Chairwoman Mary Jo White noted "appropriate standards" for investment advisers and broker-dealers as a priority.

View Full Article in:


Published in Briefs: