FINRA's Ketchum calls for better risk discussion

05/22/2013 | InvestmentNews (free registration)

Financial Industry Regulatory Authority Chairman and CEO Richard Ketchum said brokerages should do more to communicate the risks of complex investments to their clients. "It is clear that we need to move beyond a culture of compliance to ensure that investors have a better understanding of risk and what's being sold," Ketchum said.

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