Small-firm seat on FINRA board sees a scramble

06/20/2014 | InvestmentNews (free registration)

An available small-firm seat on the Financial Industry Regulatory Authority's board has seen a scramble by companies to qualify by gathering signatures needed on a petition and canvassing votes. Hopefuls must get 114 signatures from FINRA executive representatives at small firms -- those with fewer than 140 FINRA-registered staff -- and then stand for elections Aug. 6.

View Full Article in:

InvestmentNews (free registration)

Published in Brief: