Social media raises questions about compliance

07/14/2010 | InvestmentAdvisor.com

Social media has evolved beyond networking to include a variety of corporate communication. The growth of websites such as Facebook and Twitter has raised concern about compliance. The Financial Industry Regulatory Authority addressed the need for online compliance, but the expansion of social media has increased the need to monitor and control what is said by financial advisers and employees, which is expected to be a challenge.

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