4 key options for the SEC's fiduciary effort

07/15/2013 | InvestmentNews (free registration)

With the expiration of the comment period for a cost-benefit analysis, it remains up to the Securities and Exchange Commission to decide what the next step should be on the issue of a fiduciary standard. Experts see the SEC as leaning toward a rules-based rather than principles-based standard but warn that the Labor Department's separate rule-making effort could influence the SEC's fiduciary strategy.

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