FINRA task force aims to improve arbitration

07/17/2014 | InvestmentNews (free registration) · ThinkAdvisor

A 13-member task force created by the Financial Industry Regulatory Authority will search for ways to improve impartiality, transparency and efficiency of arbitration, which is used to resolve complaints against financial advisers. "It's time to take a fresh look at arbitration," CEO Richard Ketchum said.

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InvestmentNews (free registration) · ThinkAdvisor

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