Advisers should be careful about side jobs, experts say

07/28/2013 | Reuters

Side jobs can help financial advisers bring in clients and make life more interesting, but the practice calls for precaution to avoid regulatory problems. Ventures outside the advisory business should be disclosed to regulators, and advisers should get clearance in advance from compliance officers, experts say. Compliance officers can advise on how to handle nonpublic information obtained through side jobs, experts say.

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