SEC's White aims for quick action on fiduciary standard

07/30/2013 | InvestmentNews (free registration) · ThinkAdvisor

The Securities and Exchange Commission is moving "as quickly as we can" to determine whether to adopt a uniform fiduciary standard for stockbrokers and financial advisers who give advice to individual investors, said Mary Jo White, head of the agency. "That's something we are focused on, but we obviously have a very full plate of mandatory rule makings as well," she told the Senate banking committee. Learn more at SIFMA’s Fiduciary Standard Resource Center.

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InvestmentNews (free registration) · ThinkAdvisor

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