NAIFA calls for FINRA to regulate advisers

07/31/2011 | InvestmentNews (free registration)

The National Association of Insurance and Financial Advisors is asking Congress to authorize the Financial Industry Regulatory Authority as a self-regulatory organization for advisers. Noting that FINRA already has oversight for most of its members, NAIFA officials said that extending FINRA's oversight to advisers would be the most efficient strategy.

View Full Article in:

InvestmentNews (free registration)

Published in Brief: