FINRA issues warning about "no-fee IRA" claims

08/12/2013 | MarketWatch

The Financial Industry Regulatory Authority has sent a notice to the firms that it regulates warning about improper claims regarding "no-fee IRAs." "[S]ome broker-dealers' communications that discuss fees may not be fair and balanced, and could be misleading," the regulator said. "[W]hile certain types of fees may not be charged, others will be," according to FINRA.

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