Nasdaq plans to take over trading surveillance on its exchange

08/13/2013 | Reuters

In a recent regulatory filing, Nasdaq OMX Group said that while it will continue to outsource some policing of its stock exchange, it will take on trading surveillance. The Financial Industry Regulatory Authority will continue to conduct member examinations, investigations and other regulatory duties. The move comes as SIFMA advocates for a review of equity market structure, including self-regulatory organizations.

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