Commentary: MiFID II could catch many unaware

08/14/2014 | (subscription required)

The revised Markets in Financial Instruments Directive is getting closer to reality, and monitors of operational risk in the industry need to get a handle on changes, write Meredith Gibson, head of legal risk at Santander UK, and Helen Pykhova, director of Op Risk. They note that some of the regulation's edicts are not on the industry's radar.

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