Adviser SRO could be a long time coming, says beltway expert

08/18/2011 | AdvisorOne

A self-regulatory organization for investment advisers won't be coming anytime soon, says Duane Thompson, senior policy analyst at fi360. While legislation to implement an SRO could breeze through the House, it would likely struggle in the Senate. "I'm not sure we'll get something this year, or even next year. And then there are the 2012 elections, which could change the whole landscape," Thompson said.

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