SIFMA and FPA support SEC temporary rule

09/17/2007 | InvestmentNews (free registration)

This week, the SEC will likely adopt a rule, which would expire after two years, that would allow brokers to continue making principal trades on fee-based accounts. The interim rule would allow the SEC to review an upcoming study on how advisers and brokers should be regulated. SIFMA and FPA are in support of the temporary rule.

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