Trading audit system is top regulatory priority, says SEC official

09/22/2011 | Wall Street Journal, The

David Shillman, associate director of the Securities and Exchange Commission's Division of Trading and Markets, said at SIFMA's Market Structure Conference that a new computer system intended to track trades in real time is the "number one priority" for financial regulators. The proposed system, which will be paid for by stock exchanges, brokerage firms and FINRA, has been met with criticism from industry groups.

View Full Article in:

Wall Street Journal, The

Published in Brief: