Schwab: Planning is key to go from brokerage to independent adviser

09/23/2010 |

Although it takes only 30 to 90 days for a financial adviser at a brokerage firm to become an independent adviser, there are critical steps involved, according to Schwab Advisor Services. Advisers need to draft a plan and establish goals, team up with third-party legal experts and reach out to existing registered investment advisers, either for counsel or with whom to partner, to successfully launch their business, according to Schwab.

View Full Article in:

Published in Brief: