Schwab: Planning is key to go from brokerage to independent adviser

09/23/2010 | Financial-Planning.com

Although it takes only 30 to 90 days for a financial adviser at a brokerage firm to become an independent adviser, there are critical steps involved, according to Schwab Advisor Services. Advisers need to draft a plan and establish goals, team up with third-party legal experts and reach out to existing registered investment advisers, either for counsel or with whom to partner, to successfully launch their business, according to Schwab.

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