FINRA examines sales of complex securities

09/27/2012 | Reuters · Bloomberg Businessweek

Potential conflicts and incentives are the focus as the Financial Industry Regulatory Authority looks at major brokerages' sales of complex securities. Instruments drawing particular scrutiny include leveraged and inverse exchange-traded funds touted for the high returns but for which investors might not be fully aware of the risks involved.

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Reuters · Bloomberg Businessweek

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