SEC plans to levy stiffer fines for misconduct

The Securities and Exchange Commission will increase fines to deter misconduct, says Andrew Ceresney, co-head of enforcement. "Monetary penalties speak very loudly and in a language any potential defendant understands," he said. Ceresney says he intends to take bolder enforcement action.

View Full Article in:

Wall Street Journal (tiered subscription model), The

Published in Briefs: