Fiduciary plan to be voted on by SEC Investor Advisory Committee

11/22/2013 | ThinkAdvisor

The Securities and Exchange Commission's Investor Advisory Committee is scheduled to vote today on recommendations for how the SEC should develop a fiduciary rule for brokers. The SEC is not bound to follow the recommendations of the advisory committee, but the agency must issue a statement assessing the committee's recommendations and disclosing what actions the commission plans to take.

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