Group aims to ease U.S. advisers' move to state registration

11/29/2011 | AdvisorOne

U.S. investment advisers transitioning from federal to state registration can take advantage of coordinated review adopted by the North American Securities Administrators Association. The review, which aims to simplify the shift, is available to advisers registered with the Securities and Exchange Commission who are switching to between four and 14 states, the association said.

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