Regulators review financial industry's disaster preparedness

12/5/2012 | Wall Street Journal, The

The Financial Industry Regulatory Authority, in conjunction with the Securities and Exchange Commission and the Commodity Futures Trading Commission, is looking at the disaster-recovery performance of financial firms during superstorm Sandy. Regulators are reviewing the ability of firms to trade despite significant obstacles caused by the storm. Learn more about the role SIFMA plays in industry-wide Business Continuity Planning.

View Full Article in:

Wall Street Journal, The

Published in Briefs: