Institutional & Investment Banking
Global coverage of futures and options news
FIA SmartBrief
Published in partnership with: Futures Industry Association
Editorial: New CFTC derivative rules benefit Wall Street
5/20/2013
- New York Times (tiered subscription model), The
The Commodity Futures Trading Commission's new rules represent a victory for Wall Street, writes The New York Times editorial board. The adjustments to the originally proposed rule could be an indicat Read More
Securities, global capital markets and financial services news
GFMA SmartBrief
Published in partnership with: Securities Industry and Financial Markets Association
ECB reportedly could take tougher approach with weak banks
5/20/2013
- Reuters
The European Central Bank could increase pressure on weak financial institutions through its upcoming role as a supervisor, sources say. The ECB could keep funding flowing to the most important banks Read More
News and information about derivatives markets
ISDA dailyLead
Published in partnership with: International Swaps and Derivatives Association
Regulators take tougher stance with exchanges
5/17/2013
- Wall Street Journal, The
The Securities and Exchange Commission is preparing to subject Nasdaq OMX Group to a record fine over its handling of the Facebook initial public offering. The situation is an example of regulators' i Read More
Wall Street and economic news
NYSSA SmartBrief
Published in partnership with: New York Society of Security Analysts
Train crash could disrupt Manhattan commutes all week
5/20/2013
- Wall Street Journal, The
Trains that normally carry commuters from Connecticut to Manhattan could be out of service all week, following a train collision Friday evening near the Fairfield Metro station. Transportation officia Read More
News on capital markets, wealth management and the financial services industry
SIFMA SmartBrief
Published in partnership with: Securities Industry and Financial Markets Association
Broker-dealers revise alternative investment policies
5/17/2013
- InvestmentNews (free registration)
Some broker-dealers are adopting more conservative policies when it comes to selling alternative securities such as real estate investment trusts. Illiquid, hard-to-trade securities are the focus of t Read More
Operations and technology news specific to securities firms, banks and asset managers
SIFMA SmartBrief: Operations and Technology Edition
Published in partnership with: SIFMA
NYSE and Credit Suisse inch closer to "trade-at" rule
5/16/2013
- Securities Technology Monitor
NYSE Euronext and the Credit Suisse Group have agreed on a proposal to test a "trade-at" rule that would require orders be sold at the best price. They will need the Financial Industry Regulatory Auth Read More
Global financial markets and investment news
CFA Institute Financial NewsBrief
Published in partnership with: SIFMA
Hong Kong, Japan lead rally among Asian-Pacific markets
5/20/2013
- CNBC
- Economic Times (India), The
A rally swept through Asian-Pacific markets Monday as encouraging U.S. data made investors more confident that the global economic recovery is sustainable, with Hong Kong and Japan posting the biggest Read More
The latest Asia Pacific investment news and trends
CFA Institute Financial NewsBrief: Asia Pacific Edition
Published in partnership with: CFA Institute
Asian stocks drift with some markets closed
5/19/2013
- San Diego Union-Tribune
Asian markets drifted Friday with a number of markets shut down for holidays. The Nikkei gained 0.67% to 15,138.12 and the S&P/ASX added 0.29% to 5,180.80. Hong Kong and South Korea markets were close Read More
Credit market news
IACPM Weekly SmartBrief
Published in partnership with: International Association of Credit Portfolio Managers
Spain's central bank implements tough new rules for lenders
5/14/2013
- Reuters
The rescue of Spain's banking sector enters a new phase with the nation's banks now governed by central bank rules that require lenders to recognize more of the bad debts on their books. Rules release Read More
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This week's question: Will the brewing IRS scandal delay any meaningful tax reform?
05/15/2013
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