Institutional & Investment Banking

FIA SmartBrief

Global coverage of futures and options news

FIA SmartBrief

Published in partnership with: Futures Industry Association

SGX reportedly is working to launch office in N.Y.

7/28/2014

  • FOW magazine online

Singapore Exchange aims to launch its first U.S. office, in New York, once it has enough new employees in place, sources said. The exchange would not comment on the matter. Read More

GFMA SmartBrief

Securities, global capital markets and financial services news

GFMA SmartBrief

Published in partnership with: Securities Industry and Financial Markets Association

ICBC to offer preferred stock worth 80B yuan

7/28/2014

  • Xinhuanet.com (China)

Industrial and Commercial Bank of China says it will replenish capital by issuing 80 billion yuan in preferred shares. The offering will be available domestically and overseas, according to a filing w… Read More

ISDA dailyLead

News and information about derivatives markets

ISDA dailyLead

Published in partnership with: International Swaps and Derivatives Association

EMIR reporting deadline nears

7/28/2014

  • MarketsMedia

A rule under the European Market Infrastructure Regulation that requires financial firms to report collateral and valuation data takes effect Aug. 11. Buy-side firms must handle reporting or delegate … Read More

NYSSA SmartBrief

Wall Street and economic news

NYSSA SmartBrief

Published in partnership with: New York Society of Security Analysts

SEC questioned JPMorgan Chase about private-banking clients, sources say

7/28/2014

  • Wall Street Journal (tiered subscription model), The

U.S. regulators, including the Securities and Exchange Commission, reportedly have questioned JPMorgan Chase about how the firm offers its own products to private-banking clients. "Being transparent i… Read More

SIFMA SmartBrief

News on capital markets, wealth management and the financial services industry

SIFMA SmartBrief

Published in partnership with: Securities Industry and Financial Markets Association

Deutsche Bank faces skepticism on earnings-growth plan

7/28/2014

  • Wall Street Journal (tiered subscription model), The

Deutsche Bank, Germany's top lender, is seeing skepticism from analysts that it can power earnings growth through greater coordination between its wealth-management and investment-banking arms, even i… Read More

SIFMA SmartBrief: Operations and Technology Edition

Operations and technology news specific to securities firms, banks and asset managers

SIFMA SmartBrief: Operations and Technology Edition

Published in partnership with: SIFMA

It's time to start talking about "invest-tech"

7/23/2014

  • Institutional Investor online

Investors need to start harnessing the power of new technologies to empower themselves and make their trading more efficient and equitable, writes Ashby Monk. Read More

CFA Institute Financial NewsBrief

Global financial markets and investment news

CFA Institute Financial NewsBrief

Published in partnership with: CFA Institute

Chinese rally drives up Asian-Pacific markets

7/28/2014

  • CNBC
  • Economic Times (India), The

Most Asian-Pacific stock markets advanced Monday. Traders were encouraged by strong gains in Shanghai and Hong Kong. Japan's Nikkei 225 rose 0.5%. Hong Kong's Hang Seng Index gained 0.9%. China's Shan… Read More

CFA Institute Financial NewsBrief: Asia Pacific Edition

The latest Asia Pacific investment news and trends

CFA Institute Financial NewsBrief: Asia Pacific Edition

Published in partnership with: CFA Institute

U.S. service sector PMI holds up; real estate gauge declines

7/28/2014

  • Reuters

The Markit purchasing managers index for the U.S. service sector remains at a strongly positive reading of 61 this month, adding to evidence of a strong start to the second half of the year for the ec… Read More

IACPM Weekly SmartBrief

Credit market news

IACPM Weekly SmartBrief

Published in partnership with: International Association of Credit Portfolio Managers

ECB to reveal key data of eurozone's leading banks

7/22/2014

  • Reuters

Key data on the eurozone's leading banks will be disclosed and banks will be given two weeks to produce plans to address shortcomings when the European Central Bank winds up its stress tests in Octobe… Read More

Toigo SmartBrief

News stories on diversity leadership and talent and development issues affecting the financial services community

Toigo SmartBrief

Published in partnership with: Robert Toigo Foundation

Experts: People-focused element is important in diverse recruiting

7/13/2014

  • TalentMgt.com

Technological solutions are harnessing algorithms that aim to improve diversity, but some firms are also employing a people-focused recruiting strategy. "We'd be silly not to use the technology that's… Read More

IIA SmartBrief

Internal audit news

IIA SmartBrief

Published in partnership with: The Institute of Internal Auditors

N.Y. becomes first state to pursue bitcoin-specific rules

7/23/2014

  • Washington Post (tiered subscription model), The

New York state's Department of Financial Services has proposed regulations to require a license for the purchase and sale of bitcoin as the virtual currency gains traction with some Wall Street firms.… Read More

Poliwogg SmartBrief

Follow the trends in Investment Management

Poliwogg SmartBrief

Published in partnership with: Poliwogg

Poliwogg founder addresses accredited-investor standards

7/22/2014

Jeff Feldman, founder of Poliwogg, takes issue with a recommendation that the Securities and Exchange Commission raise accredited-investor standards. He argues that the guiding principle behind the "b… Read More

SmartBrief on Risk and Compliance

News about finance and corporate risk management

SmartBrief on Risk and Compliance

CFTC's O'Malia announces resignation

7/21/2014

  • Reuters
  • Bloomberg
  • Wall Street Journal (tiered subscription model), The

Scott O'Malia, a member of the U.S. Commodity Futures Trading Commission, plans to step down Aug. 8. "While I find this position to be professionally fulfilling, I believe it is time to pursue other o… Read More