Wealth Management

A Florida Supreme Court ruling may lead to shorter times for investors to file complaints with the Financial Industry Regulatory Authority. The court extended the state's statute of limitations from c… Read More

Full-service advisory firms are a growing trend that could accelerate if the U.S. follows other countries' lead in applying a fiduciary standard to all retail products and shifting toward a fee-for-ad… Read More

An adviser demonstrates how the investment strategy known as active asset location, which allocates investments between taxable and tax-deferred accounts, can result in tax savings for clients. While … Read More

Lower-income Americans expect to rely on Social Security and part-time work to fund their needs in retirement, while affluent Americans trust their investment accounts and pension plans to see them th… Read More

Companies that lack environmental insurance may find themselves vulnerable to losses from events such as pesticide spills and oil-tank failure, according to a report by an international insurer group.… Read More

Mary Jo White, head of the Securities and Exchange Commission, told the House Financial Services Committee that the agency's top priority is increasing examination of financial advisers. "Significant … Read More

Emerging market securities are becoming an important source of diversification for portfolios, according to two Fidelity Investments fund managers. Emerging markets are becoming more diversified and a… Read More

The late William Polk Carey, founder of sale-leaseback real estate company W.P. Carey, has been honored by IPA for accomplishments during 60 years in the industry. Carey received IPA's first Lifetime … Read More