9/27/2013

The Securities and Exchange Commission is changing the emphasis of enforcement to bring more action against individuals, rather than focusing on companies, Chairman Mary Jo White says. "It is a subtle shift but one that could bring more individuals into enforcement cases. ... Redress for wrongdoing must never be seen as a cost of doing business made good by cutting a corporate check," she said. White will be a speaker at SIFMA's Annual Meeting, Nov. 11-12 in New York City. Register today before early-bird rates end Monday!

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