FINRA's collection of resources provides useful help for compliance professionals
Treasury report shows that despite heavy government spending, FATCA is off to a slow start
A paper from the the International Swaps and Derivatives Association recommends the liquidation horizon for noncleared derivatives be based on position size in relation to an asset's market depth.
Basel Committee's Coen talks market reforms, Mick Mulvaney broke the number one rule of bribery, Tom Brady goes VC route, and Bank of America talks guns.
Wells Fargo gets dinged, HSBC gets greener, Jes Staley skates, Arsene Wenger walks, and Avicii is gone.
Hot tip from Lloyd Blankfein, The BIS on macroprudential policy coordination, Trouble ahead for leveraged loans, And if financial regulation ain't broke - don't fix it.
Broadridge's David Campbell offers tips to help firms navigating the Consolidated Audit Trail.
Money and guns, regulatory two-step in DC, a possible trade war winner, and the future of fake news.
Good news from the Basel Committee, Democratic senators conveniently forget what causes banks to go out of business, Citi aims for digital, and Real Madrid boots PSG
BIS and IMF team up on regualtory collaboration, Good rules in jeopardy, Budget bill supports fight against climate change, Truce between Google and Uber, a book recommedation that will surprise you.