Smarsh acquires voice-archiving solution to boost MiFID II compliance offerings
Complexity abounds for fintech regulation, Earnest looks to sell itself, and what has the global financial system learned a decade after the kickoff of the crisis?
Wall Street is cool again, Nasdaq makes RegTech move, a fiduciary rule nothingburger, and researchers imagine a world where securitization is transparent
The rise of mobile devices, text messaging represents increased compliance risks for financial services firms
Is a cure for Blockchainitis in sight?
CloudMargin offer seamless interoperability with Nasdaq Clearing
Nasdaq President and COO Adena Friedman discusses how technological advances are changing the way Wall Street does business.
Broadridge unveils new tool for post-trade processing and compliance reporting.