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SIFMA Compliance & Legal Society New York Regional Conference -- Wednesday
The SIFMA Compliance & Legal Society will be holding its annual New York Regional Conference on Wednesday at the New York Marriott Marquis. This full-day event will feature a keynote address by Robert Colby, Chief Legal Officer of FINRA, as well as panels and breakouts covering current regulatory issues, retail compliance, enforcement and exams, and other relevant topics. Register today and don't miss this opportunity to meet and network with fellow professionals, and stay up to date on the latest compliance and legal issues affecting the industry.

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